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An out-of-the-box solution rapidly deployed across your existing stack.

FinOps/Product Control, Tailored for Introducing Broker-Dealers

Simplify FinOps in Weeks with Transformative Efficiency and Audit-Ready Output一Compliant, Scalable, and Cost-Effective.

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The Problem

Multiple systems and third-party data sources often fail to integrate smoothly, leading to inefficiencies in reconciliation, reporting, and operational control.

  • Diverse product universe
  • No true data normalization 
  • Inconsistencies in data handling procedures from third-party providers
  • Opaque source lineage 
  • Insufficient automation for reconciliation and reporting

Front Office Trading Systems (Various Vendors)

Oracle

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General Ledger

Broadridge Financial Solutions

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Back Office Operational Reports

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Confirms, Letters, etc.

Broadridge Advisor Compensation

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Accounts Opening Data

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Transaction Records Data

IFS

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Firm Operational Customer Accounts

FIS

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Firm Operational Customer Accounts

Sungard Protegent

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Surveillance Review

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Trade & Account Review

Charles Schwab

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Clearing for Clients Mutual Funds

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Broadridge (BPS)

What Success Looks Like

How It Works

Finray's prebuilt data architecture creates a unified pipeline that automatically normalizes, consolidates, and validates all source data. This streamlined approach eliminates control work and significantly boosts operational efficiency.

One Source of Data = Less Control Work = Unparalleled Efficiency and Accuracy

Finray Software Feature No Code Integration Data Management Thick Subledger
Benefit Automation & Standardization Collaboration & Workflow Transparency & Lineage
Related Reporting and Controllership Activity
  • Master Data Utility
  • Finance Static Utility
  • Control Framework Library of Steps & Controls
  • P&L Calculator
  • P&L Adjustments
  • Certification
  • Balance Sheet Reporting
  • P&L Reporting
  • Dashboards
No Code Integration
Benefit Automation & Standardization
Related Reporting and Controllership Activity
  • Master Data Utility
  • Finance Static Utility
  • Control Framework Library of Steps & Controls
Data Management
Related Reporting and Controllership Activity
  • Master Data Utility
  • Finance Static Utility
  • Control Framework Library of Steps & Controls
Related Reporting and Controllership Activity
  • Master Data Utility
  • Finance Static Utility
  • Control Framework Library of Steps & Controls
  • P&L Calculator
  • P&L Adjustments
  • Certification
  • Balance Sheet Reporting
  • P&L Reporting
  • Dashboards