An out-of-the-box solution rapidly deployed across your existing stack.
FinOps/Product Control, Tailored for Introducing Broker-Dealers
Simplify FinOps in Weeks with Transformative Efficiency and Audit-Ready Output一Compliant, Scalable, and Cost-Effective.

The Problem
Multiple systems and third-party data sources often fail to integrate smoothly, leading to inefficiencies in reconciliation, reporting, and operational control.
- Diverse product universe
- No true data normalization
- Inconsistencies in data handling procedures from third-party providers
- Opaque source lineage
- Insufficient automation for reconciliation and reporting
01
04
Front Office Trading Systems (Various Vendors)
Oracle
General Ledger
Broadridge Financial Solutions
Back Office Operational Reports
Confirms, Letters, etc.
Broadridge Advisor Compensation
Accounts Opening Data
Transaction Records Data
IFS
Firm Operational Customer Accounts
FIS
Firm Operational Customer Accounts
Sungard Protegent
Surveillance Review
Trade & Account Review
Charles Schwab
Clearing for Clients Mutual Funds
Broadridge (BPS)
How It Works
Finray's prebuilt data architecture creates a unified pipeline that automatically normalizes, consolidates, and validates all source data. This streamlined approach eliminates control work and significantly boosts operational efficiency.
One Source of Data = Less Control Work = Unparalleled Efficiency and Accuracy
Finray Software Feature | No Code Integration | Data Management | Thick Subledger |
Benefit | Automation & Standardization | Collaboration & Workflow | Transparency & Lineage |
Related Reporting and Controllership Activity |
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No Code Integration | ||
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Benefit | Automation & Standardization | |
Related Reporting and Controllership Activity |
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Data Management | ||
Related Reporting and Controllership Activity |
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Related Reporting and Controllership Activity | ||
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